This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Danielle Ablett | 0 | 2016 - Accounting and Financial Planning Double Major (BCom) - Bachelor Degree (AQF 7) - Curtin University ~ 2021 - Certified Financial Planner (Non Practicing) - Professional Designations - Financial Advice Association Australia |
| Denise Anne Locantro | 1993 | 1989 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Australia ~ 2002 - PS146 Compliance Program (Securities) - - The Securities Institute of Australia ~ 2002 - Superannuation Advice and Regulation/Financial Planning and Wealth Creation - - The Securities Institute of Australia ~ 2010 - Margin Lending - - Stockbrokers Association of Australia ~ 2015 - Managed Investments - Knowledge and Skills - - KAPLAN |
| Simon James Sydney Chesson | 2003 | 1998 - Certified Financial Planner - - Financial Planning Association of Australia ~ 1999 - Certified Practising Accountant with specialisation in Financial Planning - - CPA Australia ~ 2011 - Margin Lending Accreditation Program - - Financial Essentials ~ 2011 - SMSF Specialist Adviser Accreditation Course - - Self Manager Superfund Professionals Association of Australia ~ 2015 - Diploma of Finance and Mortgage Broking Management - - KAPLAN |