This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice for the following classes of financial products:
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
Aurora Fortitude Absolute Return Fund" scheme (ARSN: 145 894 800),
a scheme which only holds the following types of property:
derivatives; and
financial assets;
Aurora Global Income Trust" scheme (ARSN: 127 692 406),
a scheme which only holds the following types of property:
derivatives; and
financial assets;
Aurora Property Buy-Write Income Trust" scheme (ARSN: 125 153 648),
a scheme which only holds the following types of property:
derivatives; and
financial assets;
Aurora Absolute Return Fund" scheme (ARSN: 110 303 430),
a scheme which only holds the following types of property:
derivatives; and
financial assets;
Aurora Dividend Income Trust" scheme (ARSN: 151 947 732),
a scheme which only holds the following types of property:
derivatives; and
financial assets; and
Hhy Fund" scheme (ARSN: 112 579 129),
a scheme which only holds the following types of property:
derivatives; and
financial assets; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
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