This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew David Wardle | 2006 | 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2008 - Bachelor of Business and Commerce - - Monash University ~ 2013 - Diploma of Finance and Mortgage Broking Management - - Kaplan Professional |
| Craig Jeffrey Buntain | 1999 | 1998 - Bachelor of Business - - The University of Queensland ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2004 - Certified Financial Planner - - Deakin University |
| Gary Winston Pike | 2010 | 2009 - Diploma of Financial services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2015 - SMSF Specialist Advisor - - SMSF Association |
| Stephen Wayne King | 1996 | 1998 - Diploma of Financial Planning - - Deakin University ~ 1999 - Certified Financial Planner - - Financial Planning Association of Australia Limited |