This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Patrick Costigan | 2018 | 2002 - Bachelor of Business (Accounting) - Bachelor Honours Degree (AQF 8) - Charles Sturt University ~ 2004 - CPA Programme - Bachelor Honours Degree (AQF 8) - Deacon University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan |
| Mark Thomas Copsey | 2009 | 1997 - Association of Chartered Certified Accountants - - Fellow of Association of Chartered Certified Accountants ~ 2005 - Institute of Chartered Accountants in Australia - - Affiliate of Institute of Chartered Accountants in Australia ~ 2009 - Diploma of Financial Services - - Kaplan ~ 2011 - ASX Accredited Listed Products Adviser - - Kaplan |