This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Brent William Cerutti | 2004 | 2000 - Bachelor of Management - Bachelor Degree (AQF 7) - JCU ~ 2004 - Advanced Diploma Financial Services - Advanced Diploma (AQF 6) - Tribecca ~ 2004 - Diploma Financial Services - Diploma (AQF 5) - Deakin University ~ 2008 - ASX Accredited Derivitives Adviser-level2 - Professional Designations - Kaplan Professional ~ 2011 - Self Managed Super Funds - Professional Designations - Kaplan professional |
Brent William Kelly | 1996 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2009 - Graduate Australian Institute Company Directors - Professional Designations - Aust Institue of Company Directors ~ 2013 - Cert IV Finance Mortgage Broking - Certificate (AQF 1-4) - Kaplan Pref Ed ~ 2021 - Ethics and p[rofessionalism in financial planning - Bridging Course - Ethics - KAPLAN ~ 2023 - SMSF Specialist Accred Program - Professional Designations - SMSF Assocation |