This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Allan Athol Meincke | 2011 | 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2012 - ASX Accredited Listed Products Adviser (ALPA) Program - - Kaplan ~ 2012 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2012 - Margin Lending - - Kaplan ~ 2015 - TASA and TPB Code of Professional Conduct - - Kaplan |
| Iesha Allarna Moulden | 2018 | 2018 - Diploma of Financial Planning - - Kaplan Professional ~ 2022 - Bachelor of Applied Financial Advice - Bachelor Degree (AQF 7) - Griffith University |
| Mayank Navin Jesrani | 2023 | 2003 - Master of Business Administration - International - Masters Degree (AQF 9) - Griffith University ~ 2004 - Master of Professional Accounting - Masters Degree (AQF 9) - Griffith University ~ 2021 - Estate and Succession Planning - Other - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Peter Robert Stemm | 2014 | 2014 - Certificate IV in Finance and Mortgage Broking - - Finance & Related Services Training Academy (FARSTA) ~ 2014 - Diploma of Finance and Mortgage Broking Management - - Finance & Related Services Training Academy (FARSTA) ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education Pty Ltd ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |