This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alan James Marchingo | 2016 | 2016 - FNS50615 - - IIT |
| Alan Lionel Marchingo | 2013 | 2013 - Certificate IV in Finance & Mortgage Broking(FNS40811) - - The International Finance Institute ~ 2014 - AML / CTF Course - - AAMC ~ 2015 - Diploma of Financial Planning - - International Institute of Technology |
| Alan Mcgregor Maddick | 2010 | 2008 - Graduate Diploma in Applied Finance and Investment - - Finsia ~ 2009 - Diploma of Financial Services (FP) - - Kaplan ~ 2013 - Diploma in Financial Markets - - Finsia ~ 2014 - Self Managed Super Fund Course - - Kaplan ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Anthony Norman Richard-preston | 2000 | 2001 - Diploma of Financial Planning - - Deakin University ~ 2003 - Bachelor of Commerce (Accounting, Banking & Finance) - Bachelor Degree (AQF 7) - Griffith University ~ 2003 - Bachelor of Laws - Bachelor Degree (AQF 7) - Griffith University ~ 2007 - Master of Laws (Corporate, Commercial & Tax) - Masters Degree (AQF 9) - University of New South Wales ~ 2018 - Certificate IV in Finance and Mortgage Broking - - Kaplan |
| Bruno Valdis Strazdins | 1991 | 2005 - Accredited Mortgage Consultant - - Mortgage & Finance Association of Australia ~ 2009 - Certificate IV in Financial Services (Finance / Mortgage Broking) - - New South Wales Department of Education and Training ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Diploma of Financial Planning - - Kaplan Professional |
| James Peter Kerr | 1982 | 2003 - Diploma of Financial Services (Financial Planning) - - Integratec (Aust) Pty Ltd |
| Jared Peter Painter | 2013 | 2004 - Bachelor of Business (B.Bus) - - University of the Sunshine Coast ~ 2012 - Diploma Financial Planning - - International Institute of Technology ~ 2014 - Diploma of Mortgage Broking - - The National Finance Institute ~ 2014 - Self- Managed Superfunds - - Integrity Education Group ~ 2020 - Master of Business Administration - Masters Degree (AQF 9) - National Cheng Kung University |
| John Charles Morrison | 1990 | 2008 - Diploma of Financial Planning - - Financial Planning Association |
| John Francis Carson | 2008 | 1981 - Bachelor Of Economics - - Monash University ~ 2003 - Diploma of Financial Planning - - Deakin University |
| Max Newnham | 2003 | 2000 - Chartered Accountant Financial Planning Specialist - - The Institute of Chartered Accountants in Australia |
| Peter Murray | 1969 | 2012 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology |
| Sean Sullivan | 1988 | 2002 - Diploma of Financial Planning - - University of Technology, Sydney ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2016 - Self managed Superannuation Fund Adviser (Personal Advice) - - Mentor Education ~ 2018 - Accredited Aged Care Professional - - Aged Care Steps |
| Shweta Gupta | 2012 | 2003 - Bachelor of Business(Accounting) - Bachelor Degree (AQF 7) - Victoria University ~ 2012 - Diploma in Financial Planning - Diploma (AQF 5) - Kaplan ~ 2015 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan |
| Sudarshan Kumar Gupta | 2011 | 1973 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Punjab University, India ~ 2012 - Diploma Of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Kaplan ~ 2013 - Diploma in Financial Planning - Diploma (AQF 5) - Kaplan |