This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities limited to:
debentures of a body corporate or unincorporated body only;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
deposit products other than basic deposit products;
non-cash payment products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities limited to:
debentures of a body corporate or unincorporated body only;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Anjali Sharma | 1999 | 2013 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Other - Kaplan Professional |
Benjamin Michael Holian | 2005 | 2004 - Batchelor of Business, Economics & Finance - - RMIT University ~ 2007 - Diploma of Financial Planning - - Kaplan ~ 2008 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2019 - Bridging Course - Ethics - Bridging Course - Ethics - Kaplan ~ 2019 - FASEA Exam - Other - FASEA |
Paul Robin Patman | 2003 | 2004 - Diploma of Financial Services (Financial Planning) FNB50199 - - Commonwealth Bank ~ 2019 - Bridging Course - Ethics - Bridging Course - Ethics - Kaplan ~ 2021 - FASEA Exam - Other - FASEA |
Stephen Perrett | 2004 | 1995 - Bachelor of Business - - RMIT ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2006 - Certified Financial Planner - - Financial Planning Association |