This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes limited to:
MDA services; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniel Moss | 2007 | 2008 - ASX Accredited Derivatives Adviser Level 1 (ADA1) - - Kaplan ~ 2008 - ASX Accredited Derivatives Adviser Level 2 (ADA2) - - Kaplan ~ 2008 - The Securities & Derivatives Industry Association (SDIA) Accreditation Program - RG146 - - SDIA/Deakin University ~ 2011 - Margin Lending and Geared Investments Elective - - Kaplan ~ 2015 - RG146 Specialist Knowledge - Managed Investments - - Financial Education Professionals |
| Danilo Medojevic | 2009 | 2008 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2011 - Diploma of Financial Services (Financial Planning) - RG146 - - Kaplan ~ 2012 - Self Managed Super Fund elective - - Kaplan ~ 2016 - Diploma of Financial Services (Mortgage Broking) - Diploma (AQF 5) - National Finance Institute ~ 2023 - Certified Financial Planner - Professional Designations - FAAA |
| Jack Kouzi | 2007 | 2008 - The Securities & Derivatives Industry Association (SDIA) Accreditation Program - RG146 - - SDIA/Deakin University ~ 2009 - ASX Accredited Derivatives Adviser Level 1 (ADA1) - - Kaplan ~ 2015 - RG146 Specialist Knowledge - Managed Investments - - Financial Education Professionals |
| Luke Alexander | 2018 | 2017 - ASX Accredited Derivatives Adviser Level 1 (ADA1) - - Kaplan Education ~ 2017 - ASX Accredited Derivatives Adviser Level 2 (ADA2) - - Kaplan Education ~ 2020 - BBus (Applied Finance) - Bachelor Degree (AQF 7) - Western Sydney University ~ 2023 - Cert IV Finance & Mortgage Broking - Certificate (AQF 1-4) - Entry Education ~ 2023 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Martin Alexander Woods | 2008 | 2003 - Bachelor of Finance and Economics - - University of Wollongong ~ 2008 - Tier 2 Compliance Solution - RG146 Accreditation - - Kaplan ~ 2011 - Accredited Derivatives Adviser Level 2 (ADA2) - - Kaplan ~ 2015 - RG146 - Generic and Specialist Knowledge in Managed Investment Schemes - - Financial Education Professionals |
| Stefan Urosevic | 2007 | 2010 - Advanced Diploma of Financial Services (Financial Planning) - RG146 - - Kaplan ~ 2015 - Accredited Derivatives Adviser Level 2 - ADA2 - - Stockbrokers Association of Australia ~ 2015 - RG146 Specialist Knowledge - Managed Investments - - Financial Education Professionals ~ 2017 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Deakin University ~ 2019 - Master of Business Administration - Masters Degree (AQF 9) - Deakin University |