This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Craig Cullen | 1995 | 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2016 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Craig Royden Leibbrandt | 2001 | 2003 - Graduate Dipoloma Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Insitute ~ 2005 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2019 - SMSF - - Super Concepts ~ 2019 - SMSF - Other - Super Concepts |
| Damian Francis Smith | 2000 | 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2014 - ASX Listed Product Accreditation Course - - LPAC ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2022 - SMSF Specialist Advisor - Professional Designations - SMSF Association & Kaplan Professional |
| Kelly Menzies | 2016 | 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2017 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Rudolf Ernest Kristiani | 1994 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia |