This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Damian Aloysius Crowe | 1999 | 1989 - Bachelor of Business (Accounting major) - - University of Western Sydney ~ 1993 - CPA Program - - CPA Australia ~ 2000 - Certified Financial Planner - - FPA ~ 2005 - Financial Planning Specialist - - FPA ~ 2007 - Public Practice Certificate - - CPA Australia |
| Daniel Joseph Costa | 2023 | 2018 - Applied Finance - Graduate Certificate (AQF 8) - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Faisal Rahman | 2008 | 2008 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2015 - Advanced Diploma Of Financial Planning - - Kaplan Professional Education ~ 2017 - Tier 1 Margin Lending - Personal Advice - - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional |
| John Peter Mant | 2005 | 2002 - Bachelor of Economics - - Sydney University ~ 2003 - Diplomaof Financial Planning - - Securities Insititute ~ 2004 - Risk Management - - Tribeca ~ 2017 - Certified Financial Planner - - FPA |