This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Lewis William Clelland | 2012 | 2008 - Bachelor of Business (International Business) - Bachelor Degree (AQF 7) - QUT ~ 2012 - Diploma of Financial Services (FP) - - International Institute of Technology ~ 2012 - Diploma of Financial Services (FP) - Diploma (AQF 5) - International Institute of Technology ~ 2018 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Robyn Elizabeth Clelland | 1989 | 2002 - Diploma Of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2004 - Self Managed Superannuation Fund Course - Diploma (AQF 5) - Kaplan ~ 2010 - Margin Lending Accreditation - Diploma (AQF 5) - Kaplan |