This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniel Adam Radcliffe | 2008 | 2002 - Bachelor of Commerce - - University of Melbourne ~ 2010 - Actuary - - Institute of Actuaries Australia |
| Marek Habsuda | 2014 | 2008 - Bachelor of Business (Financial Risk Management/International Trade) - Bachelor Degree (AQF 7) - Victoria University ~ 2012 - Graduate Certificate of Applied Finance - Graduate Certificate (AQF 8) - Kaplan ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - SMSF Core Course - Other - DBA ~ 2021 - Ethics and Professionalism in Financial Advice (FPC002B) - Bridging Course - Ethics - Kaplan Professional |
| Melissa Jayne Crowe-answer | 2010 | 2003 - Bachelor of Commerce - - Deakin University ~ 2007 - Graduate Diploma of Chartered Accounting - - Institute of Chartered Accountants ~ 2010 - Diploma of Financial Services - - Kaplan professional ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Nathan White | 2013 | 2008 - Advanced Diploma of Business Management - Advanced Diploma (AQF 6) - University of Ballarat ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2017 - Master of Business Administration (Finance) - Masters Degree (AQF 9) - Australian Institute of Business ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Rajinder Singh Muker | 1980 | 2011 - Diploma in Financial Planning - - Financial Planning Association |