This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Francis Macdonald | 2008 | 2004 - Master of Commerce (Applied Finance) - Masters Degree (AQF 9) - University of Queensland ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia (FINSIA) ~ 2010 - Certificate - Margin Lending and Geared Investments - Certificate (AQF 1-4) - KAPLAN ~ 2012 - Certificate - Self Managed Superannuation Funds - Certificate (AQF 1-4) - KAPLAN ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN |
| Blake Askew | 2023 | 2019 - Business - Bachelor Degree (AQF 7) - QUT ~ 2022 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Margin Lending Specialist - Graduate Certificate (AQF 8) - Kaplan |
| John Drakakis | 2008 | 2001 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2004 - CPA Program - Professional Designations - CPA Australia ~ 2007 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - KAPLAN ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN |
| Martin Joseph Kerrigan | 1989 | 1990 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Queensland ~ 1993 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 1997 - CPA Program - Professional Designations - CPA Australia |
| Oryana Burette | 2023 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University |
| Scott Erich Frank Adams | 1997 | 1992 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Queensland ~ 1996 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 1996 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2003 - Certified Financial Planner Course - Certificate (AQF 1-4) - Deakin ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN |
| Susan Jane Impey | 2004 | 2003 - Bachelor of Business (Management) - - The University of Queensland ~ 2003 - Bachelor of Commerce - - The University of Queensland ~ 2008 - Diploma of Financial Services (Financial Planning) - - Australian and New Zealand Institute of Insurance and Finance |