This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice for the following classes of financial products:
interests in managed investment schemes limited to:
own managed investment scheme only; and
securities;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes limited to:
own managed investment scheme only; and
securities; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
general insurance products;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
schemes which only hold the following types of property:
direct real property; and
financial assets; and
schemes that are promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:
cattle breeding;
horticulture;
livestock grown for fleece;
viticulture;
forestry;
water rights; and
lot feeding cattle;
to retail and wholesale clients.
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