This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jonathan Paul Grant | 2000 | 2000 - Certified Financial Planner - Professional Designations - FPA ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2007 - Certificate of Applied Self Managed Superannuation Fund AAdvice - - Australian Executor Trustees ~ 2009 - Certificate of ASX Securities - - KAPLAN |
| Nicholas Cullis | 2023 | 2022 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia |
| Rodney Malcolm Gilham | 1999 | 1997 - Bachelor of Business (Economics/Marketing) - - Monash University ~ 2003 - Graduate Diploma in Financial Planning - - Securities Institute of Australia ~ 2005 - Self Managed Superannuation Funds (SMSF) - - KAPLAN Professional ~ 2010 - ASX Accredited Listed Product Adviser (ALPA) Program - - KAPLAN Professional |
| Scott Henning | 2017 | 2017 - Diploma of Financial Planning - - KAPLAN |