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- Financial Advisers Australia (FAA)
- Ronald Kok Liak NG
Ronald Kok Liak NG
- Name
- Ronald Kok Liak NG
- ID
- 1233602
- ABN
- 87556481496
- First Provided Advice
- 1998
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
- 1998 - Bachelor of Laws/Bachelor of Commerce - - The University of Western Australia
- 1999 - Graduate Diploma in Applied Finance and Investment - - Securities Institute of Australia
- 2007 - Master of Applied Finance - - Macquarie University
- 2015 - RG146 accreditation subjects - - Financial Education Professionals
- 2018 - Diploma of Financial Planning - - Kaplan Education Pty Ltd
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
Licencee
- Status
- Ceased
- Licence Holder
- Personal Asset Services Pty Ltd (#308275)
- Commenced
- April 1, 2022
- Ceased
- June 6, 2022
- Status
- Current
- Licence Holder
- Personal Asset Services Pty ltd (#308275)
- Commenced
- Oct. 30, 2019
Skills
- Provide Financial Product Advice - Carbon Credits/Carbon Unit
- Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
- Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
- Provide Financial Product Advice - Derivatives
- Provide Financial Product Advice - Derivatives/Derivatives - Wool only
- Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
- Provide Financial Product Advice - Derivatives/Derivatives - Grain only
- Provide Financial Product Advice - Foreign Exchange Contracts
- Provide Financial Product Advice - Government Debentures, Stocks or Bonds
- Provide Financial Product Advice - Life Products/Investment Life Insurance Products
- Provide Financial Product Advice - Life Products/Life Risk Insurance Product
- Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
- Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
- Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
- Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
- Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
- Provide Financial Product Advice - Managed Investment Schemes/MDA Services
- Provide Financial Product Advice - Retirement Savings Account Products
- Provide Financial Product Advice - Securities
- Provide Financial Product Advice - Superannuation
- Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
- Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
- Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
- Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
- Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
- Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
- Provide Financial Product Advice - FHSA Issued non ADI
- Old Law Securities Options Contracts and Warrants Securities
- Old Law Futures Contracts and Warrants
- Managed Investment Schemes (Registered or Unregistered)
- Securities – Debentures Managed Investment Schemes
- All Securities
- Status
- Ceased
- Licence Holder
- Bby Ltd (#238095)
- Commenced
- Oct. 1, 2010
- Ceased
- Oct. 1, 2011
- Status
- Ceased
- Licence Holder
- Bpw Licensee Services Pty Ltd (#484198)
- Commenced
- June 1, 2018
- Ceased
- June 27, 2019
- Status
- Ceased
- Licence Holder
- Credit Suisse (australia) Pty Limited (#236606)
- Commenced
- March 1, 2007
- Ceased
- Sept. 1, 2010
- Status
- Ceased
- Licence Holder
- Helmsec Global Capital Pty Limited (#334838)
- Commenced
- Nov. 1, 2011
- Ceased
- Oct. 1, 2012
- Status
- Ceased
- Licence Holder
- Ledger Financial Group Pty Ltd (#465368)
- Commenced
- Nov. 1, 2013
- Ceased
- May 1, 2015
- Status
- Ceased
- Licence Holder
- Macquarie Equities Limited (#237504)
- Commenced
- Feb. 13, 2017
- Ceased
- May 17, 2018
- Status
- Ceased
- Licence Holder
- Morgan Stanley Wealth Management Australia Pty Ltd (#240813)
- Commenced
- July 16, 2015
- Ceased
- Jan. 6, 2017
- Status
- Ceased
- Licence Holder
- Sentry Advice Pty Ltd (#227748)
- Commenced
- Aug. 1, 2019
- Ceased
- Oct. 25, 2019