This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Archie Jason Franz | 2006 | 1994 - Bachelor of Business - - University of Southern Queensland (USQ) ~ 2006 - Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd ~ 2017 - Certificate IV in Finance and Mortgage Broking - - Finance and Related Services Training Academy (FARSTA) |
| Lukas Colin Christensen | 2013 | 2011 - Bachelor of Business - - University of Southern Queensland ~ 2011 - Bachelor of Commerce - - University of Southern Queensland ~ 2012 - Self Managed Super Funds - - Mentor Education ~ 2013 - Master of Business (Personal Financial Planning) - - University of Southern Queensland ~ 2016 - Diploma of Financial Planning - - International Institute of Technology |