This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Chitladda Mahanivong | 2018 | 2011 - Diploma of Financial Services - - GWM Adviser Services Limited ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2016 - Tax for Financial Advising - - Kaplan Professional Education ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2023 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Cristina Maree Maiolo | 2024 | 2020 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2022 - Accredited Aged Care Professional - Professional Designations - Aged Care steps ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| David James Lorimer | 2024 | 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2023 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Fraser William Holt | 1994 | 1982 - Bachelor of Business (Accounting) - - Bendigo College of Advanced Education ~ 1999 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2002 - DFP8 - - Deakin University ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2018 - Accredited Aged Care Professional - - Aged Care Steps |
| Roslyn May Schnerring | 2003 | 1990 - Bachelor of Business (Accounting) - - Deakin University ~ 2006 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2015 - Accredited Aged Care Professional - - Aged Care Steps ~ 2016 - CPA Financial Planning Specialist - - CPA Australia ~ 2016 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional |