This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christine Fenech | 2016 | 2014 - Bachelor of Business & Commerce - - University of Western Sydney ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2021 - Ethics and Professional Standards for Financial Advisers - Bridging Course - Ethics - TAFE NSW |
| Claire Louise Mackay | 2004 | 2000 - Bachelor of Commerce Bachelor of Laws - Bachelor Degree (AQF 7) - Macquarie University ~ 2005 - Chartered Accountant - - Institute of Chartered Accountants ~ 2008 - Master of Laws - - University of Sydney ~ 2009 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ricky Truong | 2018 | 2017 - Bachelor of Business and Commerce (Applied Finance) - - Western Sydney University (formerly University of Western Sydney) ~ 2018 - Diploma of Financial Planning 1-4 - - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Timothy John Mackay | 2005 | 1994 - Bachelor of Economics (Hons) - - University of Sydney ~ 1995 - Chartered Accountant - - Institute of Chartered Accountants of Australia ~ 2002 - Master of Business Administration - - London Business School ~ 2009 - Certified Financial Planner - - Financial Planning Association ~ 2010 - SMSF Specialist Advisor - - SMSF Association (SPAA) |