This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benedict William Littleton | 2003 | 2000 - Bachelor of Commerce - - The University of Southern Queensland ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2017 - Fellow Chartered Financial Practioner - Professional Designations - AFA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education |
| Benjamin Peter Wilson | 2010 | 2004 - Graduate Diploma of Financial Planning - - Securities Institute ~ 2011 - Margin Lending and Geared Investments - - Kaplan Education Pty Limited ~ 2011 - Master of Applied Finance - - Kaplan Higher Education Pty Ltd ~ 2014 - Accredited Listed Product Adviser Program - - Kaplan Education Pty Limited ~ 2014 - SMSF Managed Superannuation Funds - - Kaplan Education Pty Limited |
| Clay John Cameron | 2024 | 2019 - Bachelor of Commerce - Finance Major - Bachelor Degree (AQF 7) - Griffith University ~ 2022 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - SMSF Specialist Advisor - Other - SMSF Association |
| Clayton Traynor | 0 | 2022 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University |