This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Henry Andrew Pilat | 1999 | 1991 - BComm. - - ANU ~ 1994 - BSci. - - ANU ~ 2001 - Certified Financial Planner (CFP) - - FPA ~ 2012 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2013 - Life Risk Specialist (LRS) - - FPA |
| Kathryn Anne Pilat | 2000 | 2005 - Advanced Diploma of Financial Services - - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services - - Financial Planning Association (FPA) ~ 2011 - Certified Financial Planner - Professional Designations - FPA |
| Mark Joseph Pilat | 1994 | 1979 - Bachelor of Economics - - University of Sydney ~ 1996 - Certified Financial Planner - - FPA |