This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Darren Foster | 1999 | 1993 - Bachelor of business - - Monash University ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2003 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2006 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2012 - ASX Accredited Listed Product Adviser Program - - Kaplan Professional |
| Norman MO | 2000 | 1993 - Bachelor of Economics - - UWA ~ 1999 - Grad Dip Financial Planning - - Securities Institute of Australia ~ 2002 - Certified Financial Planner - - FPA ~ 2011 - Margin Lending and Geared Investments - - Kaplan |