This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products; and
life risk insurance products;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products; and
life risk insurance products;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony John Peachey | 1988 | 1979 - Bachelor in Agricultural Science - Bachelor Degree (AQF 7) - University of Queensland ~ 1989 - Diploma in Securities - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 1992 - Diploma in Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2005 - Fellow FINSIA - Professional Designations - Financial Services Institute of Australia |