This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher John Cannon | 2015 | 2015 - Diploma of Financial Planning - - International Institute of Technology ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Clinton Paul Rautner Gillman | 2016 | 2016 - Diploma of Financial Planning - - International Institute of Technology |
| Danny Charles Pianta | 2015 | 2015 - Diploma of Financial Planning - - International Institute of Technology ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Mervin Willy Robert | 2015 | 2015 - RG146-Tier 1 Specialist Risk Management - - International Institute of Technology ~ 2016 - Diploma of Financial Planning - - International Institute of Technology |
| Paul Korst | 2001 | 2001 - Bachelor of Business (Banking and Finance) - - Queensland University of Technology ~ 2003 - Graduate Diploma of Financial Planning - - Securities Institute ~ 2004 - CFP Certified Financial Planner - - FPA ~ 2013 - Margin Lending - - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional |