This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Connor Semmens | 0 | 2021 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Victoria University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Dawid John Ross Van Dyk | 2018 | 2014 - Bachelor of Commerce - - University of Kwazulu-Natal ~ 2018 - FNS50615 Diploma of Financial Planning - - KAPLAN PROFESSIONAL ~ 2019 - Managed Investments & Securities - Diploma (AQF 5) - Kaplan Professional ~ 2024 - SMSF Regulations and Taxation - Masters Degree (AQF 9) - Kaplan Professional |
| John Gould | 2014 | 2010 - Bachelor of Commerce (Financial Planning/Finance) - - Deakin University ~ 2011 - Master of Commerce (Accounting & Insurance) - - Deakin University ~ 2013 - SMSF - - Kaplan ~ 2015 - ALPA - - Kaplan ~ 2019 - Ethics & Professionalism in Financial Advice - Graduate Certificate (AQF 8) - Kaplan |
| Peter Pallis | 2016 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Robert William Syben | 1999 | 1984 - Bachelor of Economics - - Monash University (Clayton) ~ 2002 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2023 - Aged Care Specialist - Other - FAAA |