This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amanda Leigh Jarosz | 2009 | 2008 - Diploma of Financial Services - - Finsia ~ 2008 - Graduate Certificate in Financial Planning - - Finsia ~ 2011 - Margin Lending & Geared Investments - - Kaplan ~ 2014 - CFP Certification - - FPA ~ 2014 - Master of Applied Finance - - Kaplan |
| Beverly Emslie Harvey | 2010 | 2003 - Bachelor of Business - - Edith Cowan University ~ 2008 - Graduate Certificate in Financial Planning - - Finsia ~ 2013 - CFP Certification - - FPA ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Laura Jane Lewis | 2014 | 2011 - Bachelor of Commerce - - University of Western Australia ~ 2013 - Diploma of Financial Planning - - Kaplan ~ 2014 - Securities, Managed Investments and Margin Lending - - Kaplan |
| Philippa Dorathy Elliott | 1998 | 2000 - Diploma of Financial Planning - - Deakin University ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Shanae Lee Gardam | 0 | 2016 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Tasmania ~ 2016 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Tasmania ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |