This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Care | 2000 | 1996 - Bachelor of Economics - - University of Adelaide ~ 2003 - Diploma of Financial Planning - - Deakin University |
| Garry Robert Ashworth | 2005 | 2002 - Bachelor Of Commerce - - University of South Australia ~ 2006 - CPA 3 - - CPA ~ 2008 - CPA Specialist in Financial Planning - - CPA ~ 2009 - Certified Financial Planner - - FPA |
| George Apostolakos | 2000 | 2000 - Bachelor of Business Banking and Finance - - University of South Australia ~ 2000 - Bachelor of Management Marketing - - University of South Australia ~ 2008 - Graduate Diploma in Personal Financial Planning - - University of Southern Queensland ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional |
| James Edward Bolingbroke | 2018 | 2010 - Bachelor of Applied Finance - - University of South Australia ~ 2015 - Advanced Diploma of Financial Planning - - Pinnacle Financial Services Academy |
| John Jerard Burke | 2000 | 2004 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - ASX Securities - - Kaplan ~ 2010 - Self Managed Super Fund Course - - Tower Trust ~ 2011 - Margin Lending - - Kaplan |
| Luke Michael Whiteley | 2008 | 2007 - Managed Investments - - Finsia ~ 2010 - Accredited Listed Product Adviser Program - - Kaplan ~ 2010 - Diploma of Financial Services (Financial Planning) - - Institute of TAFE Tasmania ~ 2010 - Securities - - Institute of TAFE Tasmania ~ 2011 - Margin Lending - - Kaplan |