This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Lachlan Sue | 2018 | 2016 - Bachelor of Business Adminstration with the Degree of Bachelor of Laws - Bachelor Degree (AQF 7) - Macquarie University ~ 2017 - Lawyer Admission - Professional Designations - Supreme Court of NSW ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2018 - Graduate Diploma of Applied Tax Law - Graduate Diploma (AQF 8) - The Tax Institute |
| Matthew Robert Stevenson | 2013 | 1995 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2002 - Diploma of Financial Services - Diploma (AQF 5) - The Association of Superannuation Funds of Australia ~ 2002 - Diploma of Superannuation Management - Diploma (AQF 5) - The Association of Superannuation Funds of Australia ~ 2013 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education |