This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Alexander Wade | 2007 | 2008 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2012 - Advanced Diploma - Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan ~ 2016 - ALPA - Other - Kaplan |
| Adam Barnes | 2018 | 2018 - Diploma of Financial Services - - Kaplan ~ 2021 - Bachelor of Business - Bachelor Degree (AQF 7) - James Cook University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Adam Peluchetti | 2004 | 2002 - Bachelor Degree - Commerce - - James Cook University ~ 2006 - Advanced Diploma - Financial Planning - - Royal Melbourne Institute of Technology ~ 2008 - CFP - Certified Financial Planner - - Deakin University |
| Alyssa Jayne Turner | 2023 | 2022 - Bachelor of Business (Management and Financial Planning) - Bachelor Degree (AQF 7) - Central Queensland University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Taxation for Financial Planning - Certificate (AQF 1-4) - Kaplan |
| Ayden Pyper | 2018 | 2015 - Bachelor of Business (Financial Management & Accouting) - Bachelor Degree (AQF 7) - James Cook University ~ 2018 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |
| Jacob Noah Prideaux | 2023 | 2020 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2022 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Taxation for Financial Planning - Other - Kaplan Professional |
| John Sebastian Dalle Cort | 2002 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2002 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2004 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Justin Cameron Rawlins | 2016 | 2015 - Bachelor of Business (Economics and Regional Development) - Bachelor Degree (AQF 7) - James Cook University ~ 2016 - Diploma of Financial Planning - - Kaplan ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Louise Raylene Gibson | 2016 | 1999 - Bachelor EcoNomics - Bachelor Degree (AQF 7) - University of Queensland ~ 2014 - Diploma Financial Planning - FNS50611 - Diploma (AQF 5) - Mentor Education Group ~ 2016 - Tier 1 RG146 Margin Lending (Personal Advice) - Diploma (AQF 5) - Kaplan Australia ~ 2019 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia - FAAA ~ 2021 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan Professional |
| Luke Thomas Dagge | 2003 | 1997 - Bachelor Degree - Commerce - - James Cook University ~ 2004 - Graduate Diploma - Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2008 - CFP - Certified Financial Planner - - Deakin University ~ 2021 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan |
| Steven Lequerica | 2013 | 2007 - Bachelor Degree - Business - - James Cook University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma - Financial Planning - - Kaplan Professional ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Valentino Willem Pikoulas | 2001 | 2004 - Advanced Diploma - Financial Planning - - Deakin University ~ 2008 - CFP - Certified Financial Planner - - Deakin University |