This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bradley Monk | 1999 | 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2012 - Margin Lending - - Pinnacle Financial Services Academy |
| Brenton Lee Gluch | 2015 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association |
| Craig Morgan Behrendorff | 2022 | 2015 - Bachelor of Arts - Bachelor Honours Degree (AQF 8) - University of Queensland ~ 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Gerard Lillis | 1999 | 1982 - Bachelor of Business (Accounting) - - Queensland University of Technology ~ 2001 - Diploma of Financial Planning - - Financial Planning Assocation of Australia |
| James Larwill | 2016 | 2014 - Bachelor of Business (Accountancy) - - Queensland University of Technology ~ 2016 - DFP: Securities and Managed Investments - - Kaplan Professional ~ 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Phillip Brady | 1988 | 1999 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 1999 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2011 - Graduate Diploma Applied Finance (Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2012 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional |
| Shannon Mary Mckeown | 2016 | 2009 - Bachelor of Business (Accounting) - - University of the Sunshine Coast ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2021 - FASEA (Financial Planning) Exam - Other - FASEA |
| Timothy James Fanning | 2024 | 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Trent Lawrence Allen | 2008 | 2005 - Bachelor of Information Technology - - Queensland University Technology (QUT) ~ 2006 - Bachelor of Business - - Queensland University Technology (QUT) ~ 2008 - Graduate Diploma of Financial Planning - - Kaplan Professional (formerly FINSIA) ~ 2009 - Master of Applied Finance - - Kaplan Professional |