This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Elias Younis Bader | 2018 | 2018 - Family SMSF Advisor RG146 - - terra cordis |
| Mark Wallis Willock | 1991 | 2002 - Policy Statement 146 Knowledge Assessment (Unit PS146.120 & PS146.123) - - Integratec ~ 2002 - Risk Management - - Integratec ~ 2004 - Chartered Accountant - Financial Planning Specialist - - Institute of Chartered Accountants ~ 2007 - Superannuation and Retirement Planning - - Integratec ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |