This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bhavik (krishna) Kothari | 2016 | 2002 - Bachelor of Commerce - - Gujarat University - India ~ 2006 - Master of Commerce - - Gujarat University - India ~ 2013 - Diploma of Financial Planning - - Kaplan Professional ~ 2013 - Securities and Managed Investments - - Kaplan Professional ~ 2016 - Master of Applied Finance - - University of Adelaide |
| Natarajan Balakrishnan | 2012 | 1975 - MASTER OF MANAGEMENT SCIENCES - - PSG COLLEGE OF TECHNOLOGY ~ 2010 - Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd ~ 2014 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd ~ 2014 - Specialist SMSF Course - - Cavendish ~ 2017 - Diploma of Finance & Mortgage Broking Management - - AAMC Training Group |
| Shitij Chandra | 2016 | 2002 - Master of Business Systems - - Monash University ~ 2007 - Tier 2 Compliance Solution - - Kaplan Professional ~ 2015 - RG146 Tier 1 Specialist Risk Management Course - - International Institute of Technology ~ 2018 - Diploma In Financial Planning FNS50615 - Diploma (AQF 5) - INTERNATIONAL INSTITUTE OF TECHNOLOGY |
| Vaibhav Ajmani | 2018 | 2004 - Bachelor of Commerce - - Delhi University ~ 2010 - Bachelor of Law - - Delhi University ~ 2015 - Chartered Accountant - - Chartered Accountant Australia ~ 2017 - Diploma In Financial Planning - - KAPLAN Professionals |
| Vijay Raj | 2007 | 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Certificate IV Financial Services (Finance/Mortgage Broking) - - Kaplan Professional ~ 2012 - Diploma of Finance and Mortgage Broking Management - - Intellitrain Pty Ltd ~ 2015 - SMSF Speacialist - - Cavendish Adelaide University |