This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Annette Elizabeth Sinclair | 2012 | 2002 - Cert Methods Adult Education - - Centrelink ~ 2005 - Cert Financial Services - - Centrelink ~ 2012 - Diploma Financial Services - - Kaplan |
| Emily-jane Van Kampen | 2008 | 2009 - Advanced Diploma Financial Planning - - Kaplan Professional Education ~ 2012 - Graduate Certificate Applied Finance - - Kaplan Professional Education ~ 2015 - Fellow Chartered Financial Practitioner (FChFP) - - Association of Financial Advisers (AFA) ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2021 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| James David Robinson | 2018 | 2009 - Bachelor of Business - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2017 - Diploma Financial Planning - - Kaplan Professional ~ 2021 - ADvanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |