This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brian Trevor Sellick | 2003 | 2000 - Bachelor of Business (Financial Planning) - - RMIT ~ 2001 - Certified Financial Planner - - FPA ~ 2003 - Graduate Diploma of Professional Accounting - - RMIT ~ 2005 - Certified Practising Accountant Program - - CPA Australia |
| Frank Peh | 2010 | 1987 - Bachelor of Accountancy - - National University of Singapore ~ 1994 - Master of Business Administration - - London Business School ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Holmesglen Institute ~ 2009 - Diploma of Financial Services (Financial Planning) - - Holmesglen Institute ~ 2011 - Diploma, Company Directors Course - - Australian Institute of Company Directors |
| Serge Stanislavski | 2013 | 2011 - Bachelor of Commerce - - Deakin University |
| Simon Byrne | 2003 | 2002 - Bachelor of Business (Financial Planning) - - RMIT ~ 2005 - Graduate Diploma of Applied Finance & Investment - - SIA/FINSIA ~ 2006 - Certified Financial Planner - - FPA |