This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Amanda Kerry Freeman | 1998 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University |
Benjamin Young | 2016 | 2014 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2017 - Master of Financial Analysis - Masters Degree (AQF 9) - La Trobe University ~ 2018 - DFP5 - Tax for Financial Advising - Other - Kaplan Professional ~ 2018 - Self Managed Superannuation Fund - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Other - Kaplan |
Can Umit Adas | 2007 | 2004 - Bachelor of Finance - - La Trobe University ~ 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Self Managed Superannuation Funds - - Kaplan |
Catherine Jayne Winduss | 2002 | 1999 - Bachelor of Commerce / Arts - Bachelor Degree (AQF 7) - Deakin University ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association |
Charles Alexander Badenach | 2000 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2002 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2002 - LRS - Life Risk Specialist - Other - Financial Planning Association ~ 2004 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2019 - Ethics and Professionalism in Finance Advice - Bridging Course - Ethics - Kaplan |
Christopher Peter Mann | 1983 | 1995 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2007 - Certificate in Rural Estate Planning - Certificate (AQF 1-4) - University of Adelaide ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association |
David James Woolford | 2011 | 2008 - Bachelor Degree - Economics - - University of Tasmania ~ 2011 - Graduate Diploma - Financial Services - - Kaplan Professional ~ 2014 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Services - Bridging Course - Ethics - Kaplan |
Jenny Sneesby | 2002 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Jessica Check | 2017 | 2015 - Bachelor of Arts - Bachelor Degree (AQF 7) - Monash University ~ 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2018 - Self Managed Superannuation Funds - Other - Mentor Education ~ 2024 - Taxation for Financial Planning - Other - Kaplan Professional |
Lyle Andrew Weir | 1998 | 1996 - Bachelor of Commerce - - Deakin University/ Financial Planning Association ~ 2001 - Graduate Certificate in Financial Planning - - Securities Institute of Australia ~ 2004 - Certified Financial Planner - - Financial Planning Association |
Mark Gibson | 2003 | 2000 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - La Trobe University ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University/FPA ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
Mark Godfrey | 2010 | 1994 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2002 - Master of Business Administration - Masters Degree (AQF 9) - University of Melbourne ~ 2010 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education Group |
Matthew Borg | 2018 | 2018 - Bachelor of FInance - Bachelor Degree (AQF 7) - La Trobe University ~ 2018 - DFP5v4 Tax for Financial Advising - Other - Kaplan ~ 2018 - SMSF - Other - Kaplan ~ 2019 - TASACLv2 Commercial Law - Other - Kaplan |
Michelle Abela | 2018 | 2017 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2019 - FP C002B Ethics and Professionalism in Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - FASEA Exam - Other - FASEA Standards |
Nicholas Berry | 2013 | 2010 - Bachelor of Commerce (Financial Planning & Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2015 - Certificate IV in Finance & Mortgage Broking - Certificate (AQF 1-4) - Kaplan ~ 2015 - Diploma of Finance and Mortgage Broking - Diploma (AQF 5) - Kaplan |
Nikitin Lal | 2004 | 1998 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - Annamalai University ~ 2004 - Certificate IV in Business (Frontline Management) - Certificate (AQF 1-4) - TAFE - Box Hill ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional (formerly FINSIA) ~ 2008 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education / RG146 ~ 2019 - Ethics and Professionalism in Finance Advice - Bridging Course - Ethics - Kaplan |
Paras Sikka | 0 | 2018 - Bachelor of Commerce (Majoring in Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Deakin ~ 2023 - Financial Adviser Exam - Other - ASIC |
Paula Rachael Romberg | 2006 | 1994 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 1996 - Bachelor of Economics (HONS) - Bachelor Honours Degree (AQF 8) - La Trobe University ~ 2001 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Rebecca Emilie Kate Fergusson | 1997 | 1994 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 1997 - Certified Practising Accountant - Professional Designations - CPA ~ 1999 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2000 - Financial Planning Specialist - Professional Designations - CPA |
Renae Vercoe | 2006 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia ~ 2010 - Self Managed Superannuation Funds - Other - Kaplan Professional |
Robert William Coulson | 2004 | 1996 - Diploma of Financial Planning - Diploma (AQF 5) - RMIT ~ 1997 - Certified Financial Planner - Professional Designations - Financial Planning Association |
Sapan Verma | 2005 | 2003 - Post Graduate Diploma in Accounting - Graduate Diploma (AQF 8) - Macquarie University ~ 2005 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Finsia ~ 2017 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - Other - Kaplan Professional |
Sari Louise Goosey | 2008 | 1995 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 1999 - Certified Practising Accountant - Professional Designations - CPA |