This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew John Perkins | 2018 | 1995 - Bachelor of Business - Logistics & Operations Management - - University of Southern Queensland ~ 1999 - Graduate Certificate in Management - - University of Southern Queensland ~ 2001 - Graduate Diploma in Financial Planning - - Securities Institute ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2010 - Master of Professional Accounting - - University of Southern Queensland |
| Antony Lorenzo Cafarella | 1999 | 2003 - Diploma of Financial Planning - - Financial Planning Association ~ 2013 - FChFP - - AFA |
| Craig Meathrel | 2005 | 2006 - Graduate Diploma in Financial Planning - Bachelor Honours Degree (AQF 8) - FINSIA |
| Daniel Brammall | 1995 | 1998 - Diploma of Financial Planning - - Deakin University ~ 1999 - Certified Financial Planner - - Financial Planning Association |
| Graham Cotter | 2011 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Charles Sturt University ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2015 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael John Radalj | 2002 | 1984 - Bachelor of Business Studies (B Bus) - - UTS ~ 1986 - Chartered Accountants Program (CA) - - Chartered Accountants Australia & New Zealand ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - The Securities Institute of Australia ~ 2005 - Certified Financial Planner (CFP) Program - - Financial Planning Association of Australia ~ 2022 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Naomi Horobin | 2001 | 2005 - Advanced Diploma of Financial Planning - - Tribeca ~ 2007 - CFP - - FPA ~ 2010 - Margin Lending & Gearing Investments - - Kaplan ~ 2015 - Self Managed Super Funds - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nicola Catherine Hill | 2003 | 1994 - Bachelor of Business (Accounting) - - Monash University ~ 1997 - Chartered Accountant - - The Institute of Chartered Accountants in Australia ~ 2002 - Master of Taxation - - University of Melbourne ~ 2007 - Certified Financial Planner - - FPA |
| Philip Allen Harvey | 2018 | 2016 - Master of Applied Finance (Financial Planning) - - Charles Sturt University |
| Susannah Sonja Kulincevic | 2014 | 2009 - Diploma of Financial Planning - - RG146 |
| Zac Kessner | 2023 | 2022 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia |