This licence authorises the licensee to carry on a financial services business to:
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
own managed investment scheme only; and
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
schemes that are promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:
forestry;
viticulture;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|