This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amanda Gullickson | 2016 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Arts (Communication, Media & Culture) - University of SA ~ Diploma of Financial Services - Kaplan ~ Self Managed Superannuation Funds - Kaplan ~ TASACLv2 Commercial Law - Kaplan |
| Christopher Steven Harris | 1992 | Diploma of Financial Planning - Deakin University ~ SMSF Specialist Adviser - SPAA ~ SMSF Specialist Module - Kaplan |
| David John Scarr | 2007 | Diploma of Financial Services (Financial Planning) - Kaplan Professional (formerly FINSIA) ~ FASEA - FASEA |
| Georgina Ann Holland | 2018 | Bachelor of Economics - University SA ~ Diploma Of Financial Planning - Kaplan |
| Glenn Allen Doherty | 2000 | ASX Accreditation - Kaplan ~ Bachelor of Commerce - FPA / CPA Programme ~ Diploma in FInancial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Tribeca |
| Katharine Adderley | 2001 | Certificate IV in Assessment & Workplace Training - Quality Training Company ~ Certificate in Applied SMSF Advice - Tower Trust ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin ~ Margin Lending & Geared Investments - Kaplan Professional |
| Lisa Jane Nili | 2018 | Bachelor of Arts (Hons) - University of the West of England ~ Diploma of Financial Planning - Pinnacle Financial Services Academy |
| Sally Louise Kolbig | 1999 | Advanced Diploma Financial Planning - Deakin University ~ Advice in Practice (Aged Care) / The Strategic Advice Steps for Aged Care - Aged Care Steps ~ Bachelor of Business - University of South Australia ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Shane Kendall Boettcher | 1997 | Diploma of Financial Planning - Financial Planning Association ~ FASEA Exam - FASEA ~ Graduate Diploma of Financial Planning - Kaplan |