This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jacob John Wheatley | 0 | 2022 - Bachelor of Business (Management and Financial Planning) - Bachelor Degree (AQF 7) - Central Queensland University |
| James Newton Wortley | 1998 | 1994 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - CQ University ~ 2000 - Diploma of Financial Planning - - Financial Planning Association of Australia |
| Michael Mcleod | 1994 | 2000 - Certified Financial Planner - - Financial Planning Association |
| Michael Thackray | 2008 | 1988 - Bachelor Of Economics - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Diploma of Mortgage Lending - - FINSIA ~ 2008 - Diploma of Financial Planning - Diploma (AQF 5) - ThreeSixty ~ 2011 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University ~ 2015 - Certified Financial Planner - - Financial Planning Association Of Australia |
| Scott Douglas Jamieson | 2008 | 2008 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2010 - Certificate IV in Finance and Mortgage Broking - - Mortgage and Finance Association of Australia ~ 2014 - Bachelor of Financial Planning - - Central Queensland University ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Scott Traynor | 2017 | 2016 - Bachelor of Accounting & Financial Planning - - Charles Sturt University |