This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony John Hill | 1993 | 2000 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Brad Michael Salisbury | 2014 | 2016 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Christine Emma Need | 2003 | 2006 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2011 - SMSF Specialist Adviser - Professional Designations - SMSF Association Pty ~ 2021 - Ethics and Professionalism in Financial Advice - Graduate Certificate (AQF 8) - Kaplan |
| Derek Russell Schutz | 2001 | 2014 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Michael John Forjan | 1999 | 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2003 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Philip Keith Cresp | 2009 | 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Robert Percival Alexander | 2007 | 2007 - Postgraduate Diploma in Personal Financial Planning - Graduate Diploma (AQF 8) - The University of Waikato ~ 2014 - Certified Financial Planner (CFP) - Professional Designations - FPA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |