This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher Adam Bradshaw | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma Of Financial Planning - Kaplan Professional Education ~ Graduate Diploma Of Financial Planning - Kaplan Professional Education |
| Christopher Castles | 1995 | Bachelor of Engineering - RMIT ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Business (Accounting) - Monash University ~ Self Managed Super Fund Specialist Adviser - SMSF Professionals' Association of Australia |
| Dean Anthony Pratt | 2024 | Bachelor of Commerce - University of Queensland ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Jayden Ian Swarbrick | 2018 | Bachelor of Business - JCU ~ Graduate Certificate of Financial Planning - Kaplan Professional Education ~ Masters Degree - Kaplan Professional Education |
| Kevin William Reincastle | 2008 | Advance Diploma of Business Accounting - Tafe ~ Advanced Diploma of Financial Planning - ThreeSixty ~ Diploma of Financial Services - ThreeSixty ~ Masters of Financial Planning - University of Sunshine Coast |
| Nicole Collette Robinson | 2006 | Bachelor of Commerce - James Cook University ~ CA Program - Institute of Chartered Accountants ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Finsia |