This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
non-cash payment products;
derivatives; and
foreign exchange contracts;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products limited to:
non-cash payment products;
derivatives; and
foreign exchange contracts; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
non-cash payment products;
derivatives; and
foreign exchange contracts; and
make a market for the following financial products:
foreign exchange contracts;
derivatives; and
limited to financial products other than:
derivatives;
foreign exchange contracts; and
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Anthony Concas | 2010 | Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Markets - AFMA ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia |
David Evans-marcius | 2011 | Bachelor of Business and Commerce - Monash University ~ Diploma of Financial Markets - AFMA |
Kyle Paige | 1985 | Bachelor of Commerce - Melbourne University ~ Diploma of Financial Markets - AFMA ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ MBA - Melbourne University (Melbourne Business School) |
Robert Goldberg | 2013 | Accredited Dealer - Financial Conduct Authority (FCA) (UK) ~ Bachelor Mathematics - University of Nottingham (UK) ~ Bachelor of Mathematics - University of Nottingham (UK) ~ Diploma of Financial Markets - AFMA ~ Diploma of Financial Markets - AFMA |