This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony YU Sadrinajafi | 0 | Bachelor of Business Financial Planning - Swinburne |
| Brad Kenneth Colwell | 2024 | Bachelor of Business: Finance, & Entrepreneurship & Innovation - Swinburne University ~ Graduate Diploma of Financial Planning - Griffith University |
| Brett Sydney-smith | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Business (Management and Sport Management) - Edith Cowan University ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Chris Peter Markopoulos | 2007 | Bachelor of Business - RMIT ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Estate Planning - Kaplan ~ Financial Markets and Economic Principles - Kaplan ~ Taxation Planning - KAPLAN |
| Christopher Maceachern | 2008 | Bachelor of Finance - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ SMSF - Technical Accreditation - FirstTech |
| Danial Nadeem | 2021 | Bachelor of Business (Finance) - Swinburne University of Technology ~ Diploma Financial Planning - Monarch Institute ~ Graduate Diploma Financial Planning - Kaplan |
| Daniel Bontempelli | 2013 | Bachelor of Finance - La Trobe University ~ Certificate IV in Financial Services - RMIT ~ Diploma of Financial services - RMIT |
| David Jamieson | 2017 | Bachelor of Economics & Finance - The University of Queensland ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Commerce & Professional Accounting - The University of Sydney ~ Self-managed super funds (Statement of Attainment) - Integrity Education |
| David King | 2015 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - Monash University ~ FNS10 Financial Services Training Package (SMSF) - Mentor Education ~ Graduate Diploma of Financial Planning - FINSIA ~ Master of Financial Planning - Kaplan Professional |
| Enayatullah Samadi | 2012 | Advanced Diploma of Financial Planning - Mentor Education ~ DFP5v3 Tax for Financial Advising - Kaplan Professional ~ Diploma of Financial Planning - RMIT University ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education ~ TASACLv1 Commercial Law - Kaplan Professional |
| Hayden Michael Hill | 2003 | Bachelor of Business (Financial Planning) - RMIT ~ Margin Lending - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| James Mitchell | 2018 | Bachelor of Business - La Trobe University ~ Diploma of Financial Planning - Kaplan |
| James Phillip Aris | 2018 | ADVANCED DIPLOMA OF FINANCIAL PLANNING - KAPLAN ~ Bachelor of Commerce - Bond University ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Self Managed Superannuation Funds - KAPLAN |
| Joanne Doak | 2004 | Advanced Diploma of Financial Planning - Financial Planning Association ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ Financial Services Training Package - Terra Cordis Pty Ltd ~ Self Managed Superannuation Funds - Terra Cordis Pty Ltd |
| Justine Wilesmith | 2004 | Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation - Kaplan Professional |
| Kaan Cengiz | 2018 | Bachelor of Finance (Financial Planning) - Latrobe University ~ Industry Standard Education - RG146 specialist knowledge - La Trobe University |
| Kristie Notte | 2018 | Tier 1 - Life Insurance (Personal Advice) - Kaplan Professional |
| Luke Alan Window | 2013 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - University of South Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Mark Albert | 2000 | Diploma of Financial Planning - Financial Planning Association |
| Mark Wallace Hanson | 2003 | Advanced Diploma of Financial Planning - Mentor ~ Diploma of Financial Planning - Tribeca Learning |
| Mathew Gorman | 0 | Bachelor of Commerce (Economics & Financial Planning) - Griffith University |
| Michael Oren | 2012 | Bachelor of Commerce (Finance) - University of Canterbury ~ Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd |
| Natalie Virr | 2014 | Advanced Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Securities and Managed Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Nathan Turner | 2013 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Mentor Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Mentor Education ~ Self Managed Superannuation Funds - Mentor Education |
| Peter Andritsos | 2000 | Bachelor Degree - Economics - Monash University ~ CFP - Certified Financial Planner - Financial Planning Association of Australia |
| Reece Dolan | 0 | Graduate Diploma Financial Planning - University Technology Sydney |
| Robert Andrew Creeley | 2007 | Advanced Diploma of Financial Planning - Kaplan Education ~ Bachelor of Business(Marketing) - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Education |
| Tiffanie Ann Watling | 2017 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute ~ Statement of Attainment - Margin Lending - Monarch Institute |
| Timothy Velasco | 2015 | Bachelor of Financial Advising (Finance Law) - UWS ~ Diploma of Financial Planning - Pinnacle ~ Master of Financial Planning - Uni Western Sydney |
| Visnja Raznjevic | 2005 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| William David Coggins | 2018 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |