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Wealth Trail Pty ltd

AFS License Number
521516
Name
Wealth Trail Pty ltd
ABN/ACN/ARBN
73634620956
Licensee issued
Sept. 15, 2020
Address
Melbourne, 3004, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Anka Boris Stojanovic2010Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Business (Financial Planning) - RMIT ~ Diploma of Business (Banking and Finance) - TAFE - Barton / Holmesglen ~ Diploma of Law - Cyril and Methodius University ~ Self Managed Superannuation Funds - Monarch Institute
 Anthony Del Vecchio2018Bachelor of Commerce (Economics, Finance, Financial Planning) - Deakin University
 Anthony Karel Coolegem1993Diploma of Financial Planning - FPA
 Ben Thomas Marlow2017Diploma of Financial Planning - Monarch Institute
 Bilal Khalid0Bachelor of Accounting - Latrobe University ~ Graduate Diploma Financial Planning - Kaplan
 Chris Peter Markopoulos2007Bachelor of Business - RMIT ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Estate Planning - Kaplan ~ Financial Markets and Economic Principles - Kaplan ~ Taxation Planning - KAPLAN
 Christopher Maceachern2008Bachelor of Finance - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ SMSF - Technical Accreditation - FirstTech
 Danial Nadeem0Bachelor of Business (Finance) - Swinburne University of Technology ~ Diploma Financial Planning - Monarch Institute ~ Graduate Diploma Financial Planning - Kaplan
 Daniel Bontempelli2013Bachelor of Finance - La Trobe University ~ Certificate IV in Financial Services - RMIT ~ Diploma of Financial services - RMIT
 David Jamieson2017Bachelor of Economics & Finance - The University of Queensland ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Commerce & Professional Accounting - The University of Sydney ~ Self-managed super funds (Statement of Attainment) - Integrity Education
 David King2015Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - Monash University ~ FNS10 Financial Services Training Package (SMSF) - Mentor Education ~ Graduate Diploma of Financial Planning - FINSIA ~ Master of Financial Planning - Kaplan Professional
 Diane Dai Jing Cui2012Accredited Listed Product Adviser Program - Kaplan ~ Diploma of Financial Services (Financial Planning) - Investment Banking Institute (IBI)
 Enayatullah Samadi2012Advanced Diploma of Financial Planning - Mentor Education ~ DFP5v3 Tax for Financial Advising - Kaplan Professional ~ Diploma of Financial Planning - RMIT University ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education ~ TASACLv1 Commercial Law - Kaplan Professional
 Gemma Louise Tesoriero0Graduate Certificate Financial Planning - Griffith University ~ Masters of Financial Planning - Griffith University
 Harman Singh Dhillon0Grad Dip Financial Planning - Kaplan ~ Masters Financial Planning - Kaplan
 Hayden Michael Hill2003Bachelor of Business (Financial Planning) - RMIT ~ Margin Lending - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 James Phillip Aris2018ADVANCED DIPLOMA OF FINANCIAL PLANNING - KAPLAN ~ Bachelor of Commerce - Bond University ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Self Managed Superannuation Funds - KAPLAN
 Kristie Notte2018Tier 1 - Life Insurance (Personal Advice) - Kaplan Professional
 Mark Albert2000Diploma of Financial Planning - Financial Planning Association
 Mark Rees1979Diploma of Financial Services (Financial Planning) - Integratec
 Michael Oren2012Bachelor of Commerce (Finance) - University of Canterbury ~ Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd
 Mohamed Bin Affendi2016Bach of Commerce - Otago Univeristy ~ Diploma of Financial Planning - Kaplan
 Nathan Turner2013Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Mentor Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Mentor Education ~ Self Managed Superannuation Funds - Mentor Education
 Peter Andritsos2000Bachelor Degree - Economics - Monash University ~ CFP - Certified Financial Planner - Financial Planning Association of Australia
 Peter Anton Haans2000CPA Financial Planning Specilaist - CPA ~ Diploma Financial Planning - FPA ~ SMSF Adviser Course - The Strategist Group
 Robert Andrew Creeley2007Advanced Diploma of Financial Planning - Kaplan Education ~ Bachelor of Business(Marketing) - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Education
 Samson Chi Sum Tam2018Bachelor of Business (Banking and Finance) - Monash University ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional
 Samuel Foti2018Diploma of Financial Planning - Mentor Education
 Sarah Jayne Haans2013Bachelor Commerce/Management - University of Ballarat ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Sheena Kalra Vohra2011Bachelor of Commerce - University of Delhi ~ Diploma in Financial Services (Financial Planning) - Investment Banking Institute
 Tiffanie Ann Watling2017Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute ~ Statement of Attainment - Margin Lending - Monarch Institute
 Timothy Velasco2015Bachelor of Financial Advising (Finance Law) - UWS ~ Diploma of Financial Planning - Pinnacle
 Visnja Raznjevic2005Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional