This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Scott Hinze | 1999 | Associate Diploma of Business - North Point College ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Adam Wighton | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Adel Georges | 1999 | Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Advising - Securities Institute of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Alana Kate Pincombe | 2013 | Bachelor of Commerce (Accounting, Finance and Financial Planning) - Deakin University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Funds - Integrity Education ~ Tier 1 Specialist Margin Lending - International Institute of Technology |
| Amanda Ragkousis | 2005 | Advanced Diploma Of Financial Services - Kaplan Professional Education ~ Diploma Of Financial Services (Financial Planning) - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Andrew Gratton | 2016 | ADA1 - Kaplan ~ ALDA - Kaplan ~ BA HONS - Nottingham Business School ~ DFP - Kaplan ~ IMC - The CFA Institute |
| Andrew Kostopoulos | 1998 | Bachelor of Business (Economics and Finance) - University Of Western Sydney ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Financial Essentials SMSF Adviser Education Program - Financial Essentials and Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Annette Maree Mcgrath | 1999 | Accredited Listed Product Adviser - Kaplan ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Advising - Securities Institute of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Tribeca |
| Archangel Figueira | 1992 | Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Life Risk Specialist - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Super Fund Specialist Adviser - SMSF Professionals' Association of Australia |
| Benjamin Shaw | 1994 | Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Brad John Turnbull | 1980 | Diploma of Financial Planning - Deakin University |
| Brett Arnol | 2005 | Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Commerce - University of Tasmania ~ Bachelor of Commerce - University of Tasmania ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Bruce Shelton | 2000 | ASX Accredited Listed Products Adviser - Kaplan Professional Education ~ ASX Accredited Listed Products Adviser - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - FINSIA ~ Advanced Diploma of Financial Services (Financial Planning) - FINSIA ~ Bachelor of Business (Accounting) - Queensland University of Technology ~ Bachelor of Business (Accounting) - Queensland University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Tribeca Learning ~ Self Managed Superannuation Funds - Tribeca Learning |
| Bryan Roberts | 2012 | Bachelor of Commerce - University Of Western Sydney ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Calum Laing | 1997 | Accredited Listed Product Adviser Program - Kaplan ~ Fellow Chartered Financial Planner - AFA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Cameron Paul | 2003 | Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ Bachelor of Commerce - University of Western Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Ching Pong Jeffrey Chien | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of Melbourne ~ CFA - Chartred Financial Analyst ~ Diploma of Financial Planning - Monarch Institute ~ SMSF Specialist Advisor - SMSF Association |
| Christopher Perman | 1998 | Bachelor of Commerce - Murdoch University ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Christopher William Brown | 2004 | Accredited Aged Care Professional - Aged Care Steps ~ Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Clinton Mcnally | 2001 | Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Certified Financial Planner - FPA ~ Graduate Diploma in Financial Planning - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association |
| Cori Jason Fisher | 1999 | Bachelor of Commerce (Financial Planning and Investment) - Griffith University ~ Bachelor of Commerce (Financial Planning and Investment) - Griffith University ~ Self Managed Superannuation Funds - Tribeca ~ Self Managed Superannuation Funds - Tribeca |
| Daniel Conterno | 0 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Applied Finance - University of South Australia ~ Bachelor of Commerce - University of South Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self-Managed Super Funds - Kaplan Professional |
| Daniel John Fletcher | 2000 | Advanced Diploma of Financial Services - Kaplan Professional Education ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Advising - Kaplan Professional Education ~ Graduate Certificate of Corporate Management - Deakin University |
| Daniel Kirk | 2023 | Graduate Diploma of Financial Planning - Kaplan ~ SuperConcepts & ICFS Specialist SMSF Course - The University of Adelaide |
| Daniella Elchaar | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| David Aaron Pitt | 2000 | ASX Accredited Listed Products Adviser - Kaplan ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan ~ Master of Financial Planning - Kaplan Professional |
| David Collins | 2012 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| David Gormanns | 2017 | Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Accredited Listed Product Adviser - Kaplan Professional ~ Bachelor of Business - RMIT ~ Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| David Klein | 2006 | Accredited Derivatives Adviser Level 1 - Kaplan ~ Advanced Diploma of Financial Planning - PS146 Training Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan ~ SMSF - Tribeca |
| David Luke Hurrell | 2007 | Accredited Aged Care Professional Program - Aged Care Steps ~ Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Australian & New Zealand Institute of Insurance & Finance ~ Margin Lending Specialist - Kaplan Professional |
| Dean Fuchs | 1995 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Elizabeth Bentick | 2014 | Accredited Listed Product Adviser - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending - Kaplan ~ Self Managed Superannuation Fund - Kaplan |
| Ferdy Androu Utan | 2006 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Fiona Louise Johnson | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Gary Ziebarth | 1999 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Markets - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Business Administration - Deakin University ~ Masters of Financial Planning - University of Sunshine Coast |
| Gaye Elwell | 2008 | Bachelor of Business (Accounting and Information System Management) - Edith Cowan University ~ CPA Program - CPA Australia ~ Certified Public Accountant - Deakin University ~ Master of Business Administration - Deakin University ~ Masters of Financial Planning - Curtin University |
| Glenn Calder | 2003 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Advanced Diploma of Financial Services - Deakin University ~ Bachelor of Business (Banking and Finance) - Monash University ~ Bachelor of Education - Melbourne University ~ Certified Financial Planner - Financial Planning Association ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Business Administration - Deakin University |
| Grant Andrew Mcwhinney | 2008 | Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd |
| Gregory John Klumpp | 1994 | CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Tribeca |
| Hamish Richard Mcdouall | 2006 | Bachelor of Commerce (Accounting and Finance) - University of Sydney ~ Certified Financial Planner - Financial Planning Association ~ Graduate Diploma in Financial Planning - FINSIA ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Heather Cassells | 2001 | ASX Listed Product Adviser - LPAC Online ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Advising - FINSIA ~ Self Managed Superannuation Funds - Kaplan |
| Hemant Tidke | 2012 | Certified Financial Planner - Financial Planning Association ~ Margin Lending - Financial Education Professionals ~ Master of Financial Planning - Kaplan Professional ~ SMSF Specialist Advisor Program (SSA) - SMSF Association ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Henry Wright | 2014 | Accedited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Accredited Derivatives Adviser - Level 2 - Kaplan ~ Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ Accredited Listed Product Adviser - Kaplan Professional Education ~ Bachelor of Science - University of Melbourne ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Jacques Malan | 2015 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - North-West University, South Africa ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan ~ SuperConcepts & ICFS Specialist SMSF Course - The University of Adelaide |
| Jake Battelley | 2018 | Bachelor of Commerce (Accounting and Financial Planning major) - Griffith University ~ Introduction to Business Law - Griffith University ~ Revenue Law: Theory & Policy - Griffith University |
| James David Williams | 2008 | Bachelor of Economics - University of Western Australia ~ Bachelor of Economics - University of Western Australia ~ Certified Financial Planner - Deakin University ~ Certified Financial Planner - Deakin University ~ Graduate Diploma of Financial Planning - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Post Graduate Diploma Business (Economics and Finance) - Curtin University ~ Post Graduate Diploma Business (Economics and Finance) - Curtin University |
| James Dimos | 1997 | ASX Accredited Listed Product Adviser - Kaplan Professional Education ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Master of Business (Accounting and Finance) - Victoria University ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| James Henry Walker | 2000 | Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ Advanced Diploma in Accounting - TAFE ~ Bachelor of Business (Accounting) - Southern Cross University ~ Bachelor of Business (Accounting) - Southern Cross University ~ Diploma of Financial Planning - Deakin University ~ Equivalent to Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Education |
| James Lyndon Malcolm | 2024 | Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Masters of Commerce - Macquarie University ~ SMSF Specialist Advisor - SMSF Association |
| James Rodney Clark | 2003 | Graduate Diploma of Applied Finance - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - FINSIA ~ Margin Lending - Kaplan Professional Education ~ Self Managed Superannuation - Kaplan Professional Education |
| Jason Gan | 2018 | Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Bachelor of Business - Deakin University ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Fund - Kaplan Professional |
| Jason King | 1996 | Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Jeanette Belton | 2005 | Advanced Diploma Of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Jeff Swan | 1963 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Fund (SMSF 1:Core Principles) - Tribeca Learning |
| Jeffrey Hanna | 2003 | ASX Accredited Derivatives Adviser Level 1 - Kaplan ~ Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Bachelor of Commerce - Deakin University ~ Bachelor of Commerce - Deakin University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Public Accountant - CPA ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan |
| Jennifer Warwick | 2004 | Accredited Derivatives Adviser Level 1 - Kaplan ~ Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ CFP - FPA ~ DFP - FPA ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SMSF - Tribeca ~ Self Managed Superannuation Funds - Tribeca Learning |
| Jessica Michelle Robinson | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Agricultural Business Management - Charles Sturt University ~ Diploma of Financial Services - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Jim Koumides | 1999 | Bachelor of Economics - Monash University ~ Certified Financial Planner - Financial Planning Association ~ Graduate Diploma of Applied Finance - Securities Institute of Australia |
| Joel Nicholas Turnbull | 2018 | Bachelor of Business and Commerce (Applied Finance) - Western Sydney University ~ Diploma of Financial Planning - Kaplan Professional |
| John Felton | 2000 | Advanced Diploma of Financial Planning - RG146 Training Australia ~ Diploma of Financial Planning - AMP Financial Services ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| John Tsiokaras | 2005 | Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ Bachelor of Commerce - University of Wollongong ~ Certified Financial Planner - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Karen Wilkes | 2001 | Bachelor of Commerce - Murdoch University ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SMSF Specialist Advisor Accreditation - SMSF Association |
| Karmel Maree Walker | 2005 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Economics - James Cook University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Kathy Anne Havers | 2001 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Masters of Entrepreneurship and Innovation - Swinburne University ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Kieran Hall | 2011 | Bachelor of Commerce (Financial Planning) - University of Wollongong ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Kimberly Mcgrath | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending - Financial Education Professionals ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Kristian Tribuiani | 2014 | Advanced Diploma of Financial Planning - Integrity Education ~ Diploma of Financial Planning - Integrity Education ~ Margin Lending - Integrity Education |
| Kyla Jade Smith | 2015 | ASX Listed Products Accreditation Course - LPAC Online Pty Ltd ~ Bachelor of Commerce (Financial Planning) - University of the Sunshine Coast (USC) ~ Super Concepts & ICFS Specialist SMSF Course - University of Adelaid |
| Lakshan Udara Weerasinghe | 2016 | Bachelor of Commerce (Financial Planning & Accounting) - Deakin University ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Securities and Managed investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Lijun Zhang | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Commerce (Advanced Marketing) - University of New South Wales |
| Lindsay Martin | 2000 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Luke Andrew Aitken | 2021 | Bachelor Commerce - University of Wollongong ~ Financial Modelling and Valuation Analyst - Corporate Financial Institute ~ Graduate Diploma in Applied Finance - Kaplan Education ~ Graduate Diploma in Financial Planning - Kaplan Education ~ Specialist SMSF Online - SuperConcepts |
| Luke Brendish | 2023 | Bachelor of Business (Economics and Finance) - RMIT University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Law of Investments and Financial Markets LAW2457 - RMIT University ~ Tax and Commercial Law for Financial Planning - Kaplan Professional |
| Mark Andrew Harding | 1983 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - International Association for Financial Planning(Australia) ~ Diploma of Superannuation Management - Macquarie University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Tribeca |
| Mark Anthony Fitzgerald | 1997 | Bachelor of Commerce - University of Newcastle ~ Equivalent to Diploma of Financial Planning - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Mark Stopps | 2023 | Bachelor of Business - Swinburne University of Technology ~ Debt Strategies - Kaplan ~ Introduction to Business Law - Swinburne University ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan |
| Martin James Sherwood | 2009 | Accredited Aged Care Professional Program - Aged Care Steps ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Education ~ Bachelor of Commerce - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan Education ~ Margin Lending - Kaplan |
| Martin John Yourn | 1999 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Advising - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Matthew Aspinall | 2023 | Bachelor of Business - University of Southern Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - Securities Institute ~ Master of Professional Economics - University of Queensland ~ SMSF Regulations and Taxation - Kaplan Professional |
| Matthew Jack Devereux | 2014 | Advanced Diploma of Financial Planning - Monarch Institute ~ Graduate Certificate in Financial Planning - Griffith University ~ Margin Lending - Kaplan Professional Education ~ Master of Financial Planning - Griffith University ~ Self Managed Superannuation Funds - Monarch Institute |
| Melanie Tull | 2006 | Bachelor of Commerce - Deakin University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Fund - Financial Essentials |
| Melissa Turnbull-katebi | 2014 | Certificate IV Financial Services (Finance/Mortgage Broking) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Michael Charles Bayley | 2008 | Certified Financial Planner - FPA ~ Diploma of Financial Services - Mentor Education ~ Graduate Diploma in Financial Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan |
| Michael Minh Tong Huynh | 2001 | ASX Accredited Derivatives Level 1 - Kaplan ~ Bachelor of Commerce - University of Western Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Michael Raymond Thompson | 2000 | Advanced Diploma of Financial Planning - Kaplan Professional Education |
| Michael Saunders | 1997 | Bachelor of Economics - University of Western Australia ~ Certified Financial Planner - FPA ~ Self Managed Superannuation Funds - Kaplan |
| Michael Zaia | 2018 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce - University of Sydney ~ Margin Lending Specialist - Kaplan Professional ~ SMSF Regulations and Taxation - Kaplan Professional |
| Mitchell Burger | 2018 | Advanced Diploma in Financial Planning - Kaplan ~ Bachelor of Commerce (Economics and Finance) - Curtin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Fund - Kaplan ~ Tier 1 Margin Lending Personal Advice - Kaplan |
| Murray Raymond Nicol | 2004 | Accredited Listed Product Adviser - Kaplan ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia Ltd ~ Diploma of Financial Advising - Securities Institute ~ Graduate Diploma of Applied Finance and Investment - Finsia ~ SMSF Specialist Advisor (SSA) accreditation program - SMSF Association |
| Murteza Behrami | 2023 | Bachelor of Commerce (Finance) - Curtin University ~ Debt Strategies - Kaplan Professional ~ Graduate Diploma of Financial Planning - Deakin University ~ SMSF Regulations and Taxation - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association |
| Nicholas Luxton Mcguire | 2022 | Bachelor of Business - Swinburne University of Technology ~ Debt Strategies - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Paul Kurt Oesterheld | 1989 | Bachelor of Business - University of Technology Sydney ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Fund (SMSF 1: Core Principles) - Kaplan Education Pty Ltd (formerly Tribeca Learning (Australia) Pty Ltd) |
| Philip William Sheridan | 1989 | Bachelor of Business - NSW Institute of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Pradan Yeluri | 2007 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Information Technology - Deakin University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Premjit Uberoi | 2003 | Bachelor of Arts - Australian National University ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Diploma of Management Sciences - University of Canberra ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Raymond Nghia Tran | 2005 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce and Bachelor of Engineering - University of Melbourne ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - AMP Financial Services ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Rodman LU | 2016 | Bachelor of Business (Accounting) - Monash University ~ Diploma of Financial Planning - Investment Banking Institute ~ SMSF Regulations and Taxation - Kaplan Professional |
| Ryan Scherini | 2012 | Bachelor of Commerce (Financial Planning) - Curtin University ~ Certificate IV Finance (Mortgage Broking) - Kaplan ~ SuperConcepts & ACFS Specialist SMSF Course - The University of Adelaide |
| Samantha Joy Kiely | 1999 | Accredited Derivatives Advisor Level 1 - Kaplan ~ Advanced Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - PS146 ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan |
| Sascha Krummrey | 1992 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Planning - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Fund - Tribeca |
| Selvakumaran Kathiresan | 2007 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Science - Madras university (India) ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Applied Finance - University Of Western Sydney ~ Master of Horticulture - University of Western Sydney |
| Shane David Fisher | 2014 | Bachelor of Business - Victoria University ~ Business Law - Victoria University ~ Diploma of Financial Planning - Kaplan ~ Taxation Law and Practice - Victoria University |
| Shannon Gray | 2024 | Debt Strategies - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ SMSF Regulation and Taxation - Kaplan Professional |
| Shaun Anthony Hubbard | 2015 | AU Inhouse SMSF Assessment - AUPFS ~ Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Planning - Mentor Education Pty Ltd ~ Graduate Diploma in Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Shaun Siew Ian AU | 2008 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce - University of Western Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Master of Business Administration - University of Western Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Sheena Kalra Vohra | 2011 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce - University of Delhi ~ Diploma in Financial Services (Financial Planning) - Investment Banking Institute ~ Master of Financial Planning - Deakin University ~ SMSF Regulations and Taxation - Kaplan Professional |
| Sikander Khan | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Business Administration - Bahria University (Pakistan) ~ Master of Business Administration - Bahria University (Pakistan) ~ Masters of Financial Analysis - La Trobe University ~ Masters of Professional Accounting - La Trobe University |
| Stephen John Manassah | 2011 | Bachelor of Commerce (Accounting) - Curtin University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma in Taxation - Curtin University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional Education |
| Steven Guy | 1992 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Graduate Diploma In Financial Planning - Kaplan Professional Education ~ Margin Lending - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Steven Hill | 2003 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Sunny Sun Hong Wilkinson | 2023 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business (Financial Planning) - Swinburne University of Technology ~ Commercial Law - Kaplan Professional ~ Debt Strategies - Kaplan Professional ~ SMSF Regulations and Taxation - Kaplan Professional |
| Tahlea Helen Stephenson | 2022 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Todd Andrew Clifford | 2004 | ASX Accredited Listed Product Adviser - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Margin Lending - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Tonina Ciarrocchi | 2001 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Advising - Securities Institute of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Tribeca |
| Trent Schliefert | 0 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Vanessa Claire Maitland | 2006 | Certified Financial Planner - Financial Planning Association Of Australia ~ Diploma Of Financial Advising - Securities Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Commerce - Deakin University |
| Vicki O'connor | 2000 | Accountants SMSF Package - Kaplan Professional ~ Bachelor of Financial Administration - University of New England ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Certified Financial Planner (CFP®) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University, FPA |
| Vince Lucifero | 1999 | ASX Accredited Listed Product Adviser - Kaplan Professional Education ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Virginnia Hottes | 1994 | ASX Accredited Listed Products Adviser - Kaplan Professional Education ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Vivian Rudra | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Applied Finance - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan |
| Wayne John Bowes | 2000 | Bachelor Of Business (Major Accounting) - Monash University ~ Cert IV in Financial Services (finance/Mortgage Broking) - National Finance Institute ~ Diploma of Financial Advising - Securities Institute Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Weijia Yan | 0 | Bachelor of Commerce - Monash University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| William Edward Shorte | 2004 | ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Education Pty Ltd (formerly Tribeca Learning (Australia) Pty Ltd) ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Business - University of Limerick ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Tribeca Learning (Australia) Pty Ltd (formerly Integratec (Australia)) |
| Yan Sun | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Management (Qualification) - Monash University ~ Certificate IV in Finance and Mortgage Broking - Integrity Education Group ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Zoe Rebecca Midwinter | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce - The Australian National University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Self Managed Superannuation Funds - Kaplan Professional Education |