This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts limited to the buying and selling of currency or exchange of currency, utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts limited to the buying and selling of currency or exchange of currency, utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Anthony Bell | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts - University of Melbourne ~ Diploma of Financial Planning - Advice Education ~ Graduate Certificate in Applied Finance - Kaplan Professional |
| Jacek Klukowski | 2009 | Bachelor of Business (Financial Risk Management) - Victoria University ~ Bachelor of Business (Financial Risk Management) - Victoria University ~ Certificate IV Finance/Mortgage Broking - Kaplan ~ Certificate IV Finance/Mortgage Broking - Kaplan Professional ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Certified Financial Planner - Financial Planning Association ~ Self Managed Super Funds - Kaplan ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tax For Financial Advising - Kaplan Professional Education ~ Tax for Financial Advising - Kaplan |
| Joel James Hewish | 2007 | Bachelor of Business (Banking & Finance) - Monash University ~ Diploma of Business(Banking & Finance) - Swinburne University ~ Graduate Certificate in Financial Planning - Financial Services Institute of Australia ~ Graduate Diploma of Applied Finance and Investment - Financial Services Institute of Australia ~ Minors in Economics - Monash University |
| Joshua Lane | 2016 | Advanced Diploma in Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technolology |
| Michael Eagar | 2014 | Bachelor of Commerce Major in Finance & Financial Planning - Griffith University ~ Bachelor of Commerce Major in Finance & Financial Planning - Griffith University ~ Certified Financial Planner - FPA ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Deakin University ~ Master of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professioinal ~ Self Managed Superannuation Funds - Kaplan Professioinal |
| Milutin Petrovic | 2008 | Bachelor of Commerce (Financial Planning and Accounting) - Deakin University ~ Certificate IV in Finance and Mortgage Broking - The National Finance Institute ~ Diploma of Financial Services (Insurance Broking) - National Insurance Brokers Association (NIBA) ~ Master of Financial Planning - Kaplan Professional |
| Synthia Sekar | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ DFP5v1 Tax for Financial Advising - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending Adviser (Personal Advice) - Mentor Education ~ Self Managed Super Funds - Kaplan Professional |