This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Drew Robert Meredith | 2005 | Bachelor of Commerce (Finance) - University of Melbourne ~ Certified Financial Planner - FPA ~ Graduate Diploma of Applied Finance - Kaplan |
Fatuma Akalo | 2009 | Bachelor of Business (Economic & Finance) - RMIT University ~ Bachelor of Business (Economics & Finance) - Royal Melbourne Institute of Technology ~ Master of Applied Finance - Kaplan Professional ~ Masters of Applied Finance (Wealth Management) - Kaplan |
Jamie Mark Nemtsas | 2001 | Bachlor of Business - University of South Australia ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - FINSIA |
Renato Romani Manias | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce & Economics - The Australian National University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional |