This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Adam Raymond Brennan | 2017 | Bachelor of Commerce (Banking & Finance) - Curtin University of Technology ~ Master of Financial Planning - Griffith University ~ SuperConcepts & ICFS Specialist SMSF Course - The University of Adelaide |
Bevan Ashley Smith | 2000 | Bachelor of Science - University of Western Australia ~ Graduate Diploma of Business in Finance - Edith Cowan University ~ Tier 1 Financial Planning - Personal Advice - Kaplan Professional |
Cindy Chiuman | 2014 | Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Commerce - University of Western Australia ~ Master of Financial Planning - Kaplan |
Isabella Olivia Grace Sepede | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - The University of Western Australia ~ CFP Certification Program - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
Kieran Ian Brogle | 2018 | Diploma of Financial Planning - Monarch Institute |
Paul David Begley | 1994 | Associate Chartered Accountant - Institute of Chartered Accountants ~ Bachelor of Commerce in Accounting & Business Law - Curtin University of Technology ~ Chartered Tax Adviser - Tax Institute of Australia ~ Graduate Diploma in Financial Planning - Financial Services Institute of Australasia ~ SMSF Specialist Advisor - Self Managed Superannuation Fund Association |
Riley Somers | 0 | Graduate Diploma of Financial Planning - Kaplan |
Steven James Hendry | 2005 | Bachelor of Commerce (Corporate, Investment & Quantitative Finance Majors) - UWA ~ Chartered Tax Adviser - Tax Institute of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning (Distinction) - Curtin University of Technology ~ SMSF Specialist Advisor - Self Managed Superannuation Fund Association |
Taymar Iman Gordon | 0 | Bachelor of Commerce - Curtin University |
Tyler Adam Woodhouse | 0 | Bachelor of Commerce - Curtin University |