Download this database for offline use

Redwood Wealth Alliance Pty ltd

AFS License Number
227870
Name
Redwood Wealth Alliance Pty ltd
ABN/ACN/ARBN
54085130187
Licensee issued
July 1, 2003
Address
West Perth, 6005, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Adam Raymond Brennan2017Bachelor of Commerce (Banking & Finance) - Curtin University of Technology ~ Master of Financial Planning - Griffith University ~ SuperConcepts & ICFS Specialist SMSF Course - The University of Adelaide
 Bevan Ashley Smith2000Bachelor of Science - University of Western Australia ~ Graduate Diploma of Business in Finance - Edith Cowan University ~ Tier 1 Financial Planning - Personal Advice - Kaplan Professional
 Cameron Furness2018Bachelor of Commerce - University of Western Australia ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ SuperConcepts & ICFS Specialist SMSF Course - The University of Adelaide
 Isabella Olivia Grace Sala2016Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - The University of Western Australia ~ CFP Certification Program - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 James Robert Charles Gouldson2009Bachelor of Commerce - UWA ~ Chartered Financial Analyst - CFA Institute ~ RG146 Gap Training Program for CFA Charterholders & Candidates (General Advice) - Financial Education Professionals
 Kieran Ian Brogle2018Diploma of Financial Planning - Monarch Institute
 Paul David Begley1994Associate Chartered Accountant - Institute of Chartered Accountants ~ Bachelor of Commerce in Accounting & Business Law - Curtin University of Technology ~ Chartered Tax Adviser - Tax Institute of Australia ~ Graduate Diploma in Financial Planning - Financial Services Institute of Australasia ~ SMSF Specialist Advisor - Self Managed Superannuation Fund Association
 Steven James Hendry2005Bachelor of Commerce (Corporate, Investment & Quantitative Finance Majors) - UWA ~ Chartered Tax Adviser - Tax Institute of Australia ~ Master of Financial Planning (Distinction) - Curtin University of Technology ~ SMSF Specialist Advisor - Self Managed Superannuation Fund Association
 Tyler Sebastian Hurley2017Bachelor of Business (Financial Planning) - RMIT University ~ Certificate IV in Finance and Mortgage Broking - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SuperConcepts & ICFS Specialist SMSF Course - The University of Adelaide