This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin Hopkins | 2001 | Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Harley Matthew Turner | 2016 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - Monarch Institute ~ FASEA Exam - ASIC |
| Jason David Hales | 2009 | Diploma of Financial Services (Financial Planning) - Kaplan |
| Jayme Witherdin | 2022 | Bachelor of Business - Griffith University ~ Bachelor of Commerce Financial Planning - Griffith University |
| Julian Myles Zaffino | 0 | Bachelor of Commerce - Griffith University |
| Kasandra Siljanovski | 2017 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - The University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Marcus Warren | 2018 | RG146 - Monarch Institute |
| Mostafa Ezame | 2018 | Commercial Law - Kaplan Professional ~ DFP5V3 Tax for Financial Advising - Kaplan Professional ~ Diploma of Financial Planning - Mentor Education ~ Life Insurance Adviser (Personal Advice) - Mentor Education |
| Peter Smirnov | 2010 | Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy |
| Ryan Alexander Cannon | 2018 | DIPLOMA OF FINANCIAL PLANNING - IIT |
| Shandell Hollie Walne | 2023 | Bachelor of Business - Griffith University ~ Bachelor of Commerce - Griffith University |
| Umair Javed | 2014 | Advanced Diploma Financial Planning - Integrity Education Group ~ Diploma of Financial Services - Intergrity Education Group |