Quadrant First Pty ltd

AFS License Number
284443
Name
Quadrant First Pty ltd
ABN/ACN/ARBN
78102167877
Licensee issued
March 24, 2005
Address
Hobart, 7000, TAS

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam Elsamad 2015 FNS50611 Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ FNS60415 Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Alan Andrew Thuaux 2004 Advanced Diploma Financial Services - ThreeSixty Education ~ Graduate Certificate in Commerce (FP Major) - University of Western Sydney ~ Masters of Commerce (Financial Planning Major) - University of Western Sydney
 Asta Lea Mccormack 2018 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of International Business major Asian Studies & International Marketing minor Economics - The Flinders University of South Australia ~ Diploma of Financial Services (Financial Planning) - TRIBECA
 Brett Pitcher 2000 Advanced Diploma of Financial Planning - Kaplan Professional ~ CFP Certification Program - Financial Planning Association ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial - Kaplan Professional
 Brittany Amber Taylor 2018 Certificate 3 in Business - NGT/Work & Training ~ Diploma of Financial Planning - Mentor ~ Grade 12 - Guilford Young College ~ RG 146 - AIST
 Cameron Whelan 2022 Bachelor of Business - University of Tasmania ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Christine Power 2005 Bachelor of Business - Deakin University ~ Graduate Diploma of Financial Planning - Securities Institute ~ Graduate Diploma of Marketing - Monash University
 Claire Boyes 2018 Certificate IV in Business Administration - OTEN ~ Diploma of Financial Planning - Mentor ~ RG 146 - AIST ~ Year 12 - Launceston College
 Craig Raymond Buchanan 2000 Diploma of Financial Planning - Financial Planning Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Danielle Bartlett 2018 Diploma of Financial Planning - Mentor
 Georgina Cobern 2018 Certificate III in Business - Traineeship for the Minister for Health & Human Services ~ Certificate IV in Customer Contact - Commonwealth Bank ~ Certificate IV in Tourism - TAFE Tasmania ~ Diploma of Financial Planning - Mentor ~ RG 146 - AIST
 Jared Marc Watkins 2011 Diploma of Financial Services (Financial Planning) - ASFA
 Joseph Hala 2018 Advanced Diploma of Financial Planning - Tribeca ~ Diploma of Financial Planning - Tribeca ~ Master of Business Administration - Australian Institute of Business
 Mahmut Anil Resuloglu 2014 Bachelor of Finance - La Trobe University ~ Master of International Business - La Trobe University
 Mark Darren O'neill 2001 Advanced Diploma of Financial Planning - Integratec ~ Diploma of Financial Planning - Deakin University ~ Diploma of Management - MEGT ~ Master of Financial Planning - Kaplan Professional
 Nathan Spear 2009 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services - Kaplan Professional ~ Graduate diploma of Financial Planning - Griffith University
 Nicholas Gregory 2018 Diploma of Financial Planning - Mentor
 Paul Asselman 2016 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Majors: Financial Planning / International trade & economic policy) - Deakin University ~ Diploma of Financial Planning - Kaplan Professional
 Recshane Sean Moses 1998 Diploma of Financial Planning - Deakin University / Financial Planning Association ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Rhonda Maden 2003 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Semi Taufa 2002 Advance Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce and Adminstration - Victoria University of Wellington, New Zealand ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Tax for Financial Advising - Kaplan Professional
 Shaun Oscar Heger 2013 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Majors: Finance/Economics & Accounting, Minor: Marketing) - Swinburne University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Susan Joyce 2006 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Accounting - West Coast TAFE ~ Diploma of Financial Services (Financial Planning) - Finsia
 Susan Tania Macrae 2018 Diploma of Financial Planning - Mentor
 Zachary Aaron Lennon 2018 Diploma of Financial Planning - Mentor