This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Adam Elsamad | 2015 | FNS50611 Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ FNS60415 Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Alan Andrew Thuaux | 2004 | Advanced Diploma Financial Services - ThreeSixty Education ~ Graduate Certificate in Commerce (FP Major) - University of Western Sydney ~ Masters of Commerce (Financial Planning Major) - University of Western Sydney |
Asta Lea Mccormack | 2018 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of International Business major Asian Studies & International Marketing minor Economics - The Flinders University of South Australia ~ Diploma of Financial Services (Financial Planning) - TRIBECA |
Brett Pitcher | 2000 | Advanced Diploma of Financial Planning - Kaplan Professional ~ CFP Certification Program - Financial Planning Association ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial - Kaplan Professional |
Brittany Amber Taylor | 2018 | Certificate 3 in Business - NGT/Work & Training ~ Diploma of Financial Planning - Mentor ~ Grade 12 - Guilford Young College ~ RG 146 - AIST |
Cameron Whelan | 2022 | Bachelor of Business - University of Tasmania ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Christine Power | 2005 | Bachelor of Business - Deakin University ~ Graduate Diploma of Financial Planning - Securities Institute ~ Graduate Diploma of Marketing - Monash University |
Claire Boyes | 2018 | Certificate IV in Business Administration - OTEN ~ Diploma of Financial Planning - Mentor ~ RG 146 - AIST ~ Year 12 - Launceston College |
Craig Raymond Buchanan | 2000 | Diploma of Financial Planning - Financial Planning Association ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Danielle Bartlett | 2018 | Diploma of Financial Planning - Mentor |
Georgina Cobern | 2018 | Certificate III in Business - Traineeship for the Minister for Health & Human Services ~ Certificate IV in Customer Contact - Commonwealth Bank ~ Certificate IV in Tourism - TAFE Tasmania ~ Diploma of Financial Planning - Mentor ~ RG 146 - AIST |
Jared Marc Watkins | 2011 | Diploma of Financial Services (Financial Planning) - ASFA |
Joseph Hala | 2018 | Advanced Diploma of Financial Planning - Tribeca ~ Diploma of Financial Planning - Tribeca ~ Master of Business Administration - Australian Institute of Business |
Mahmut Anil Resuloglu | 2014 | Bachelor of Finance - La Trobe University ~ Master of International Business - La Trobe University |
Mark Darren O'neill | 2001 | Advanced Diploma of Financial Planning - Integratec ~ Diploma of Financial Planning - Deakin University ~ Diploma of Management - MEGT ~ Master of Financial Planning - Kaplan Professional |
Nathan Spear | 2009 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services - Kaplan Professional ~ Graduate diploma of Financial Planning - Griffith University |
Nicholas Gregory | 2018 | Diploma of Financial Planning - Mentor |
Paul Asselman | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Majors: Financial Planning / International trade & economic policy) - Deakin University ~ Diploma of Financial Planning - Kaplan Professional |
Recshane Sean Moses | 1998 | Diploma of Financial Planning - Deakin University / Financial Planning Association ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
Rhonda Maden | 2003 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
Semi Taufa | 2002 | Advance Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce and Adminstration - Victoria University of Wellington, New Zealand ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Tax for Financial Advising - Kaplan Professional |
Shaun Oscar Heger | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Majors: Finance/Economics & Accounting, Minor: Marketing) - Swinburne University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
Susan Joyce | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Accounting - West Coast TAFE ~ Diploma of Financial Services (Financial Planning) - Finsia |
Susan Tania Macrae | 2018 | Diploma of Financial Planning - Mentor |
Zachary Aaron Lennon | 2018 | Diploma of Financial Planning - Mentor |